风险管理(li)创造(zao)价值(zhi),合(he)规经营才有未来
秉承“风险管理创造(zao)价(jia)值,合(he)规经营才有未来”的理念,我(wo)们视合(he)规风控(kong)为公司(si)的首要核(he)(he)心竞争力(li),着力(li)构建(jian)“业务单元(yuan)、合(he)规风控(kong)、稽核(he)(he)审(shen)计”三道防线(xian),全力(li)打造(zao)一体化(hua)大风控(kong)格(ge)局,全面筑牢高质(zhi)量发展生命线(xian)。
从2008年起,我们连(lian)续17年保(bao)持(chi)(chi)中国证监(jian)(jian)会A类AA级(ji)最高监(jian)(jian)管评级(ji),持(chi)(chi)续保(bao)持(chi)(chi)标准(zhun)普尔、穆迪对中资券(quan)商在国内行业的(de)(de)最高评级(ji),首批纳入(ru)证监(jian)(jian)会并表监(jian)(jian)管试点,连(lian)续入(ru)选证监(jian)(jian)会公布(bu)的(de)(de)证券(quan)公司(si)“白名(ming)单”。
我们保证:
● 您托付给我们的资产全程处于规范的、受到严格监控的体系内,安全性有充分保障;
● 我们推荐与您的财务状况、投资能力、风险偏好匹配的适当产品或服务;
● 我们勤勉尽责履行产品管理或服务职责,在严格控制风险前提下追求合理收益;
● 当您的利益与公司、员工利益可能发生冲突时,我们定会优先保障您的利益;
● 当您的利益与其他客户利益可能发生冲突时,我们将公平保护所有客户利益;
● 一旦发(fa)生(sheng)任何突(tu)发(fa)意外情(qing)况(kuang),我(wo)们将积极应对、冷静(jing)处置,将损失降至(zhi)最低。
我们建立了完(wan)整的(de)全面(mian)合(he)规管(guan)理架构和完(wan)备的(de)制度管(guan)理流程,组(zu)建了强大的(de)合(he)规风控人才(cai)队伍,不断增强专(zhuan)业(ye)性、提高前(qian)瞻性,准确(que)把握监管(guan)导向、行业(ye)创(chuang)新发展(zhan)态势,以平(ping)台(tai)建设强化治理管(guan)控,筑(zhu)牢稳(wen)健合(he)规文化,实现由(you)价值保护向价值创(chuang)造跃升。
We build a complete compliance management structure and full systematic management procedures, organize a powerful compliance & risk control talent team, constantly enhance our expertise and insights, grasp the regulation orientations and industrial innovation trends accurately, strengthen governance and control through building platforms, consolidate compliance culture, to achieve the leap from value defense to value creation.
我(wo)们充分(fen)运用(yong)现代投资银行(xing)(xing)各类风(feng)(feng)(feng)险(xian)(xian)(xian)管理工具和方法,形成包(bao)括风(feng)(feng)(feng)险(xian)(xian)(xian)偏(pian)好、风(feng)(feng)(feng)险(xian)(xian)(xian)限额等在(zai)内(nei)的(de)科学的(de)风(feng)(feng)(feng)险(xian)(xian)(xian)控制指标体(ti)(ti)系和授权管理体(ti)(ti)系,运用(yong)先进的(de)全(quan)面风(feng)(feng)(feng)险(xian)(xian)(xian)管理信息(xi)技术系统(tong),对(dui)集团范(fan)(fan)围内(nei)的(de)市(shi)场风(feng)(feng)(feng)险(xian)(xian)(xian)、信用(yong)风(feng)(feng)(feng)险(xian)(xian)(xian)、操(cao)作(zuo)风(feng)(feng)(feng)险(xian)(xian)(xian)、流动性风(feng)(feng)(feng)险(xian)(xian)(xian)、声誉风(feng)(feng)(feng)险(xian)(xian)(xian)等进行(xing)(xing)统(tong)一计量、监测、评估及管理,准确识别和有效防范(fan)(fan)各类风(feng)(feng)(feng)险(xian)(xian)(xian)。
By making full use of various risk management tools and methods in modern investment banks, we form scientific risk control index systems and authorization management systems, including risk preference and risk allowance, utilize advanced full-range risk management IT systems, conduct group-wide unified measuring, supervision, evaluation and management in market risks, credit risks, operation risks, mobility risks, reputation risks, etc, to pinpoint and prevent various risks effectively.